Debate Over Social Cost of Carbon-Driven Regulations Is Heating Up
Author
Ethan Shenkman - Arnold & Porter LLP
Arnold & Porter LLP
Current Issue
Issue
5
Ethan Shenkman

President Biden has pledged to create a “100 percent carbon pollution-free” power sector by 2035, with an interim goal to achieve 80 percent clean power by 2030. But how much will it cost to get there? And will the benefits outweigh the costs?

The estimated net benefits of a national clean electricity standard are “large, widespread, and far outweigh the costs,” concluded a recent report by Clean Energy Futures, a collaboration of researchers from multiple universities. The study estimated a standard of 80 percent by 2030 would generate $637 billion in climate-related benefits — far outweighing their projected costs of $342 billion. The estimated benefits were calculated using a social cost of carbon figure of $50 per metric ton.

The SCC is an estimate in dollars of the cumulative long-term damage caused by one ton of CO2 emitted in a specific year. It also represents an estimate of the monetized benefit of avoiding or reducing one ton of CO2 emissions. It’s primarily used in calculating the costs and benefits of climate-related regulations, and is expected to play a central role in major Biden initiatives seeking to reduce greenhouse gas emissions from vehicles, power plants, oil and gas facilities, and more.

Not everyone is a proponent of the SCC metric, however. A fellow with the Competitive Enterprise Institute, for example, recently called it “too speculative and easily manipulated for partisan ends to guide policy decisions with hundred-billion-dollar price tags.”

The SCC has a volatile history. In 2009, the Obama administration established an Interagency Working Group, or IWG, to develop the science behind the SCC, as well as the social cost of methane and nitrous oxide — greenhouse gases that are more potent than CO2 but emitted in smaller quantities. The IWG estimated the 2020 SCC at $26 per ton in its 2010 report and at $42 in its 2016 report. The Trump administration, arguing that benefit-cost assessments should focus only on domestic benefits of CO2 reductions, as opposed to the much larger global benefits, lowered the SCC to $7 per ton. President Trump disbanded the IWG in March 2017. President Biden promptly reestablished it.

The IWG’s interim report, published last February, pegged the 2020 SCC at $51 per ton. The IWG took public comment and will publish final updated SCC estimates in January. Many observers anticipate that the final estimates will be higher. Economists Joseph Stiglitz and Nicholas Stern argue that the social cost of carbon is actually $100 per ton or higher.

Others question whether the SCC can or should be used in reviews of federal agency decisions under the National Environmental Policy Act. However, the Council on Environmental Quality, which administers the statute, recently affirmed that the SCC “can be a useful measure to assess the climate impacts of GHG emission changes for federal proposed actions.” And the secretary of the interior has directed staff to use the metric in NEPA analyses.

A coalition of states led by Missouri are pursuing litigation in federal court seeking to block the use of the SCC in rulemaking, and another group of states led by Louisiana has asked a federal judge to block the IWG’s work, referring to the adoption of a federal SCC as a “unilateral and arbitrary attack on state sovereignty and individual liberty.” Louisiana Attorney General Jeff Landry alleges, “This ‘social cost’ overreach revives an Obama-era scheme that unnecessarily forces the monetary cost of a global issue on American governments, businesses, and families.”

The Department of Justice has launched a forceful defense of the SCC, arguing that the metric is not subject to judicial review on jurisdictional grounds. But even if these early salvos by the states do not succeed, they are rehearsals for arguments to come in challenges to final rulemakings and agency decisions that rely on the SCC. EPA has already employed the SCC in a number of recently proposed rules and actions, and has utilized the IWG’s work to create a new Social Cost of Hydrofluorocarbons metric.

The Federal Energy Regulatory Commission — under the helm of Biden-appointed Chairman Richard Glick, who has been outspoken on GHG issues — recently solicited public comment on a series of questions relating to the SCC in approving new natural gas transportation facilities under NEPA and Section 7 of the Natural Gas Act.

Do these statutes authorize or mandate the use of the SCC? Are there specific remedies the commission may impose based on the metric? How can the SCC be used to evaluate whether a proposed project meets the public convenience and necessity standard, or has “significant” impacts for purposes of NEPA? Are there alternatives to the SCC tool? Practitioners eagerly await answers to these important questions.

Debate Over Social Cost of Carbon-Driven Regulations Is Heating Up.

Meat Labeling and the Public's Right to Know
Author
Paige Tomaselli - LevitanLaw
LevitanLaw
Current Issue
Issue
4
Meat Labeling and the Public's Right to Know

The writer Upton Sinclair was a household name in the early 1900s. His exposé The Jungle revealed unsanitary conditions in meat processing plants and the unwholesomeness of the U.S. meat supply. The public became fixated on food safety. The Jungle influenced Congress to enact the following responses: the Federal Meat Inspection Act,1 which sought to ensure that meat and meat food products distributed to the public are wholesome, not adulterated, and properly marked, labeled, and packaged, ands the Pure Food and Drug Act, which was the nation’s first federal food labeling law and precursor to the modern Federal Food, Drug, and Cosmetic Act.2 These two laws opened the channels of communication between food producers and the public, and provided the public with some of the information necessary to formulate implicit consent to consume meat and meat products.

More than 100 years have passed since The Jungle was published. Nevertheless, the modern FMIA and FFDCA remain inadequate tools for dispensing critical information about meat and meat production. The labels that they require do not speak to how the animals were raised, whether they were administered antibiotics or other pharmaceuticals, whether they were confined, or what impact the facilities have on public health or the environment. The disclosures mandated by statute simply fail to provide the public with a complete and accurate picture. The public is surprisingly unaware of — and often unable to find — critical information about meat.

Yet, the public has a fundamental right to certain information about food. This right is manifest in the public’s constitutionally protected listener’s rights to receive truthful and non-misleading information. As the U.S. Supreme Court explained in 1976, commercial information is crucial to public choice: “[P]eople will perceive their own best interests if only they are well enough informed, and . . .
the best means to that end is to open the channels of communication rather than to close them.”3 Later that year, the U.S. Court of Appeals for the Sixth Circuit recognized that Ohio students’ First Amendment rights to receive information were violated when the school board removed books from the school library that it found distasteful.4 Citing the Supreme Court, the Sixth Circuit held: “We believe that the language just quoted, plus [ ] recent cases . . . serve to establish firmly . . . the First Amendment right to know.”5

The First Amendment right to know is now firmly established in environmental law. California’s Safe Drinking Water and Toxic Enforcement Act6 (commonly known and referred to here as Proposition 65) and the Emergency Planning and Community Right-To-Know Act7 are two examples of environmental disclosure laws that provide the public with notification of potential exposure to chemicals that could cause cancer, reproductive ailments, or other health problems. While successful on many fronts, both Proposition 65 and EPCRA fail to satisfy the public’s First Amendment right to know important information about meat and meat products.

One significant hurdle is the express preemption provision in the FMIA and Poultry Products Inspection Act.8 The FMIA and PPIA delegate the responsibility for the regulation of food labeling for meat and meat products to the Department of Agriculture’s Food Safety and Inspection Service. Another hurdle is the U.S. Environmental Protection Agency’s rules exempting most food animal facilities from air emissions reporting requirements under EPCRA. These failings illustrate that while environmental disclosure law is making progress, disclosures about meat and meat production still lag behind.

This article analyzes animal agriculture’s exemption from Proposition 65 and EPCRA, two of the most successful environmental disclosure laws in the United States. It considers whether Congress intended that an industry that impacts the lives of nearly every American should escape the watchful eye that disclosure statutes provide. It concludes that while environmental disclosure laws are far from perfect, they can act as models for the meat industry and for meat labeling.

This article considers why the public seeks truthful and non-misleading information about food animal production. It examines two successful environmental disclosure laws: Proposition 65 and EPCRA. The article then focuses on the FMIA, PPIA, and the preemption hurdles these statutes present. Finally, it analyzes some of the lessons learned from environmental disclosure laws and possible paths forward for meat disclosures.

The Public Right to Know and Animal Factories: An Overview

The animal agriculture industry has changed significantly in the past several decades. The once extensive system of small- and medium-size farms owned by single families across the country has given way to a system of large, intensive operations.9 Most animals raised for food in the United States today are raised in facilities more akin to factories than farms. These “animal factories” cram tens of thousands and sometimes millions of animals into confined spaces, forcing the animals to compete for space, food, and water; breathe contaminated air; and live in their own waste. Hidden from the public view by both visible and invisible structures,10 these animals live out their lives without so much as the possibility of federal welfare protections; the factories often escape environmental regulation; and the products of these factories — the meat, eggs, and dairy consumed by most Americans — lack labeling informative enough for the public to connect the food to the facility, or understand the conditions in which the animals were raised, slaughtered, or processed.

The public seeks truthful and non-misleading information about how food animals were raised for several reasons. The most obvious is the public’s concern about the welfare of the animals themselves. Between 1980 and 1995, Congress received more letters, faxes, and telephone calls dealing with animal welfare than any other issue.11 In a 2008 Humane Research Council survey, a large majority of participants supported a law that would require food animal producers to provide animals enough space to behave naturally.12 An American Humane Association survey revealed that nearly 90% of the 2,600 participants were concerned about farm animal welfare and 74% of participants were willing to spend more for meat, dairy, and eggs that were labeled humanely raised.13

Despite this overwhelming concern about animal welfare, there are no federal welfare standards. The Animal Welfare Act14 — the broadest federal statute geared toward animal welfare in the United States — exempts farm animals.15 Most states also turn a blind eye to animal cruelty in animal agriculture, exempting inhumane and unnatural “common farming practices”16 from state anti-cruelty statutes. Federal or state labeling systems that could at a minimum inform consumers of the conditions that food animals are raised in are similarly non-existent. Instead, the public’s desire for increased welfare spurred the creation of a new business: third-party certifiers.17 While some certifiers are undoubtedly credible, without a significant amount of research into which certifiers have defensible standards, the public is vulnerable to deceptive or empty labeling schemes.

The public also has a right to know about the environmental impacts of animal factories. By one estimate, animal agriculture in the United States creates 500 million tons of manure each year.18 The vast majority of this waste eventually reaches the nation’s waterways. “Generally accepted livestock waste management practices” are not adequate to protect water resources from contamination with excessive nutrients [fertilizer chemicals], microbial pathogens, and pharmaceuticals present in the waste.19 Manure lagoons — intended to reduce the number of pathogens and pharmaceuticals escaping into the environment — are often ineffective.20 Moreover, as animal factory waste decomposes, it releases toxic chemicals, such as ammonia,21 nitrous oxide,22 and hydrogen sulfide.23 Exposure to these chemicals can cause death, seizures, comas, respiratory problems, skin irritation, headaches, and nausea.24 Evidence suggests that the release of hazardous chemicals from animal factories presents a public health risk, and that low-income communities suffer the most. Yet, animal factories are exempt from many environmental compliance and disclosure laws, and those that do apply are hardly enforced by the appropriate agencies.25 For some, this information is critical in purchasing decisions.26

Third, the public may seek information about the conditions to which animal factory workers are exposed. Animal factory workers are consistently exposed to the same noxious chemicals and toxic waste as the communities that house these factories, and they suffer a host of other job-related injuries. For example, a health hazard evaluation at broiler processing plants in South Carolina conducted by the National Institute for Occupational Safety and Health reported that 42% had carpal tunnel syndrome and 39% had hand or wrist symptoms.27 Another study found that 34.4% of poultry processing workers had moderate to severe upper-extremity musculoskeletal symptoms, over three times more than a matched community-based sample of workers in other low-wage industries in the same area of North Carolina.28

Finally, of the numerous health and environmental impacts from animal factories, the one garnering the most attention and concern from the American public is the correlation between antibiotic-resistant infections and animal factories.29 It is no secret that a major contributing factor to this emerging public health crisis is the animal factory industry’s overuse of antibiotics in food-producing animals.30 Antibiotics are administered to animals raised for food, but not for medical treatment alone. Antibiotics are routinely administered at low levels to healthy animals to accelerate growth and serve as a prophylactic measure to compensate for unsanitary confined conditions.31 This low-level dosing causes bacteria to become resistant to antibiotics.32 The resistant bacteria are passed to humans through water, food, or through direct contact with food animals or food animal waste.33

While Congress and the courts continue to recognize and create assurances about the right to know as it relates to food, as evidenced by mandating the nutritional information and labeling on food packaging,34 the right has thus far not extended to disclosures about the conditions at animal factories. The tides may, however, be turning. Recently, the U.S. Court of Appeals for the District of Columbia Circuit addressed the right to know as it relates to meat. In a decision upholding as constitutional regulations that require producers to disclose the country-of-origin of meat, the court in American Meat Institute v. U.S. Department of Agriculture indicated that there is a substantial interest in “enabling customers to make informed choices based on characteristics of the products they wished to purchase, including United States supervision of the entire production process for health and hygiene.”35 The court concluded:

Several aspects of the government’s interest in country-of-origin labeling for food combine to make the interest substantial: The context and long history of country-of-origin disclosures to enable consumers to choose American-made products; the demonstrated consumer interest in extending country-of-origin labeling to food products; and the individual health concerns and market impacts that can arise in the event of a food-borne illness outbreak.

The American Meat Institute decision opens the door to expand the contents of meat labeling. Environmental disclosure laws can act as a model for this expansion.

Two Successful Environmental Disclosure Laws

Legislators enacted Proposition 65 and EPCRA in response to two devastating incidents at Union Carbide chemical plants in Bhopal, India, and West Virginia. Those incidents were not unlike devastating manure spills from animal factories. The disasters outraged the public and forced legislative action. Legislators passed Proposition 65 and EPCRA to protect the public’s right to know about hazardous substances in commercial products, food, and the environment. The laws facilitate informed public decisions and the right to choose (or to avoid) certain products. This section discusses how they work and why they are currently not adequate to require meat labeling or disclosures.

Proposition 65

California’s Proposition 6536 may be the most successful environmental disclosure law to date.37 The statute has “quietly driven cancer- and birth defect-causing chemicals out of thousands of everyday consumer products.”38 Proposition 65 enforcement litigation has reduced a number of well-known toxins, such as lead, ethylene oxide, perchloroethylene, tobacco smoke, engine exhaust, and mercury.39 Companies have reformulated products in response to enforcement actions or the threat of enforcement actions, providing the public with less toxic alternatives.40 Action is not limited to the state of California. Proposition 65 has significantly influenced the manufacture of consumer products nationally. While it would be legally safe to sell a reformulated product in California and the original product in other states, many companies have chosen not to sell a harmful product in some states and a less harmful product in another state.41

The statute has two mandates. First, businesses must provide clear and reasonable warnings prior to exposing individuals to chemicals that cause cancer or reproductive harm.42 Second, it bans the discharge of those chemicals into drinking water.43 The “clear and reasonable” warning message must include the following language:

WARNING: This product contains a chemical known to the State of California to cause [cancer/reproductive toxicity/birth defects or other reproductive harm].

Companies are not required to warn each exposed individual separately.44 Companies can provide warning by placing labels on consumer products, including notices in mailings to water customers, issuing point-of-sale notices, and distributing notices in public news media, provided that the warning message is clear and reasonable.45 A company must communicate the warning in such a way as to “render it likely to be read and understood by an ordinary individual under customary conditions of purchase and use.”46 There are two exceptions to the requirement to warn: businesses with fewer than 10 people and when the exposure to the listed chemical is below the safe harbor or de minimis level. The regulations provide that an exposure to a known carcinogen needs a warning if the calculated cancer risk is more than 1 in 100,000.47 The federal level is 1 in a million. For reproductive toxins, the standard is set by statute as .001 of the “no observable effect level.”48 Notably, the de minimis exemption is an affirmative defense, placing the burden on the companies to prove that their products are not harmful and not on the public to prove that they are.49

Proposition 65 is enforceable by both the attorney general and citizens of California. The citizen suit provision is broader than similar federal provisions — it creates universal standing. Under Proposition 65’s citizen suit provision, “[a]ctions . . . may be brought by any person in the public interest.”50 Plaintiffs “need not allege that Defendants violated the statute[ ]
as to every member of the public.”51 The statute simply provides that “[n]o
person in the course of doing business shall knowingly and intentionally expose any individual to a chemical known to the state to cause cancer or reproductive toxicity without first giving clear and reasonable warning to such individual.”52

Some could argue that Proposition 65 blinds consumers to the risk of carcinogens and reproductive toxins because the point-of-sale warnings have become ubiquitous. Nevertheless, Proposition 65 has done more than any other statute to inform the public of the dangers of environmental toxins. For example, California has mandated point-of-sale labeling for mercury. The public is primarily exposed to mercury through fish consumption. The U.S. Food and Drug Administration — the agency responsible for regulating commercial seafood — does not require mandatory labeling of mercury or any heavy metals in food, despite clear evidence of the dangers to consumers. FDA’s action level is 1 part per million, and the agency recently declined a citizen petition requesting the agency lower the action level to .5 ppm.53 The California attorney general, in consultation with the state’s health experts, has taken the position that “warnings are required for methylmercury exposures exceeding 0.0046 [micrograms] a day — a level that translates into concentration levels in fish far lower (more protective) than the FDA’s action level of 1 ppm.”54 In 2003, the California AG initiated several lawsuits to force direct consumer labeling about mercury in fish.55 The AG sued seven major grocery store chains and 15 restaurant chains operating 400 restaurants in the state.56 The result: both grocery stores and restaurants are posting point-of-sale warnings about mercury.

Another example of a Proposition 65 success involves arsenic in playground equipment. Historically, arsenic compounds were used in many industries, including: as a preservative in pressure-treated lumber — wood treated with a mixture of pesticides known as chromated copper arsenate; as a preservative in animal hides; as an additive to lead and copper for hardening; in glass manufacturing; in pesticides; in animal agriculture; and as arsine gas to enhance junctions in semiconductors. In 2000, the Center for Environmental Health and the California attorney general sued 34 manufacturers of pressure-treated lumber products.57 Three years later, all the defendants agreed to stop selling pressure-treated playground structures, picnic tables, and park benches in California, and nationally.58 In 2003, manufacturers of arsenic-based wood preservatives voluntarily withdrew their products due to safety concerns and EPA signed the cancellation order. In the Notice of Cancellation Order, EPA stated that it considered the voluntary move a positive step, especially for the nation’s children.59

It is difficult to quantify Proposition 65’s impact on chemicals that were not the subject of enforcement litigation. David Roe, former staff attorney at the Environmental Defense Fund and Proposition 65 author, suggests comparing statistics from California to other states. For example, EPA started collecting information on releases of toxic chemicals into the air, established pursuant to EPCRA, about the same time Proposition 65 went into effect. The database—the Toxics Release Inventory — measures air emissions of some Proposition 65-listed chemicals. In the first decade of both programs, air emissions of Proposition 65-listed chemicals dropped twice as fast in California as they did nationally.60 This dramatic difference did not apply to non-listed chemicals; they were consistent with the national average.61

Despite these successes, Proposition 65 remains controversial. Media focuses on some of the enforcement actions that incite reaction from a food-loving community — acrylimide in bread products and French fries, lead in chocolate — and on the statute’s “perceived excesses” — suits by profiteering attorneys.62 Nevertheless, the statute has managed to do what several federal agencies have been struggling with for the past 40 years: reduce California’s toxic emissions. Proposition 65 is picking up the federal government’s slack.

Yet, Proposition 65 is not the silver bullet for meat disclosures; current case law indicates that the FMIA may preempt Proposition 65. The American Meat Institute v. Leeman court addressed this issue.63 The court determined that “point of sale warning[s] with respect to meat or meat products constitute ‘labeling’ within the meaning of the FMIA’s preemption clause,” and that there is “no dispute that Proposition 65’s point of sale warning requirements with respect to meat are preempted by the FMIA.”64

Emergency Planning and Community Right-To-Know Act

The purpose of EPCRA is similar to Proposition 65, but the kind of information disclosed and the method of disclosure are different. EPCRA’s objectives are to “provide the public with important information on the hazardous chemicals in their communities, and to establish emergency planning and notification requirements to protect the public in the event of a release of hazardous chemicals.”65 These “dual goals” — providing information to the public and creating emergency response plans — do not impose any substantive requirements on industry beyond disclosure.66

Section 304 of EPCRA requires companies to report hazardous emissions to state and local authorities.67 This mandate not only facilitates a coordinated effort among response officials and a timely response in the event of an emergency, it also increases transparency and provides an incentive for companies to improve their environmental performance. In addition, it empowers citizens to hold companies and government officials accountable for how they manage hazardous substances.

Sections 311 and 312 of EPCRA require facilities that manufacture, process, or store designated hazardous chemicals to make Material Safety Data Sheets available to state and local officials and local fire departments.68 MSDS describe the properties and health effects of these chemicals. Facilities must also report, to state and local officials and local fire departments, inventories of all on-site chemicals for which MSDS exist.69 Companies must make information about chemical inventories at facilities and MSDS available to the public.

The most meaningful and significant part of EPCRA is Section 313: the TRI. This section requires facilities to provide EPA and the public with any monitoring data on toxic releases. If these data are not available, the company must estimate the amount of chemicals being released. “The release forms required under this section are intended to provide information to the federal, state, and local governments and the public, including citizens of communities surrounding covered facilities” and “to inform persons about releases of toxic chemicals to the environment; to assist governmental agencies, researchers, and other persons in the conduct of research and data gathering; to aid in the development of appropriate regulations, guidelines, and standards; and for other similar purposes.”70

The current TRI contains 689 chemicals.71 Facilities must report the total annual releases of listed chemicals into the air, surface water, and soil; any transfer of chemicals to waste disposal facilities; toxic chemicals that are treated, recycled, and combusted; location of facility; amount of each toxic chemical used and disposed of; and other relevant information.72 This information is then disclosed to the public in the TRI database.

Like Proposition 65, EPCRA has been criticized for falling short. Some argue that EPCRA has facilitated environmental racism and allowed more affluent communities to take advantage of the data at the expense of less privileged communities.73 Nevertheless, EPCRA has been successful in reducing releases of toxic chemicals. The Government Accountability Office captured some of the statute’s earlier successes. For example, “one large chemical corporation listed in the 1987 inventory as a top air polluter pledged to cut its release of inventory chemicals to 90 percent of their 1987 levels by 1992.”74 In addition, “a representative of another large chemical corporation said that, using 1987 as a benchmark year, the company had established a corporate goal of reducing its toxic air releases by 70 percent by 1993.”75 In 1991, the GAO estimated that half of all reporting facilities had already made one or more operational changes as a result of the TRI program.76 These reductions in toxic releases continued for the next 20 years. EPA’s 2011 Toxics Release Inventory National Analysis Overview confirms that the data demonstrate a general decrease in toxic release and disposal.77

Animal factories are exempt from EPCRA’s reporting requirements. On December 18, 2008, EPA published a final rule exempting most hazardous releases from Section 304, but decided that releases from farms that meet the definition of a “large CAFO [concentrated animal feeding operation]” in 40 C.F.R. Section 355.31(g) must continue to provide emergency notifications under that provision. Large CAFOs — the largest of the animal confinement facilities — are defined as those with more than 700 dairy cows, 2,500 mature pigs, 35,000 laying hens, or 125,000 chickens. Therefore, the rule exempts all animal factories that do not reach this behemoth size.

This EPCRA “CAFO Rule” was made effective on January 20, 2009.78 Several environmental, animal welfare, and public health organizations dedicated to the protection of the public from air and water pollution associated with industrial farm operations intervened in litigation surrounding the rule to oppose the exemption. In June 2010, EPA filed a motion to voluntarily remand the proposed rule so it could reissue another rule that would then be subject to notice and comment. Plaintiff environmental groups opposed the remand, but the court allowed it in late 2010. Nearly a decade later after lengthy litigation, the Trump administration codified this unlawful exemption.79

The Federal Meat Inspection Act, the Poultry Products Inspection Act, and Preemption

This section discusses one of the most significant hurdles that state meat labeling laws face: federal preemption. The Supremacy Clause80 invalidates state laws that interfere with or are contrary to federal law.81 Under the Supremacy Clause, federal law may supersede state law in three ways.82 First, Congress may preempt state law by so stating in express terms.83 Second, in the absence of express preemptive language, Congress’s intent to preempt all state law in a particular field may be inferred where the scheme of federal regulation is sufficiently comprehensive that Congress left no room for supplementary state regulation.84 Finally, even where Congress has not completely displaced state regulation in a specific area, state law is nullified to the extent that it actually conflicts with federal law. Such a conflict arises when “compliance with both federal and state regulations is a physical impossibility,” or when the state law poses an obstacle to the federal objective.85

The states are independent sovereigns in our federal system. Courts have long presumed that “Congress does not cavalierly preempt state law causes of action.”86 Instead — particularly in those areas in which Congress has legislated, in a field that the states have traditionally occupied — a court must start with the assumption that the historic police powers of the states were not to be superseded by the federal statute unless that was the clear and manifest purpose of Congress.87 The proper marketing of food, including the prevention of deceptive sales practices, is traditionally a field that states occupy.88 Nevertheless, the FMIA, the PPIA, and Egg Products Inspection Act89 have nearly identical express preemption provisions that stop states from issuing “[m]arking, labeling, packaging, or ingredient requirements” that are “in addition to, or different than, those made under” the statutes themselves.

This federal preemption mandate in these three statutes has an expansive reach.90 Courts have repeatedly upheld federal preemption of FMIA labeling requirements in the face of state regulations that are “in addition to, or different than” the labeling requirements in the FMIA. For example, in Jones v. Rath Packing Co., a meat processor brought suit to enjoin the enforcement of a California statute and regulation pertaining to meat weight labeling requirements.91 Unlike the FMIA, the California law made no allowance for the loss of weight resulting from moisture loss during the course of distribution.92 The Supreme Court held that the California law was “different than” the federal requirement and thus the California law was preempted by federal law.93

In Armour & Co. v. Ball, meat packers sued the Michigan Department of Agriculture seeking relief against enforcement of a Michigan statute on the marking, labeling, packing, and ingredient standards for processed meat.94 The Michigan law contained specific provisions governing the marking or labeling of sausage.95 Applying the preemption test, the court determined that

[i]n 21 U.S.C. §678 “Congress has unmistakably so ordained” federal regulation of [the marking, labeling, packaging of meat and meat products] . . . . This language does not designate that the federal standards prescribed by the Secretary in marking or labeling meat or meat products are only minimum standards that can be added to by states. Under the clear wording of §678, marking, labeling . . . ingredient requirements imposed by a state would be “in addition to, or different than” [those requirements in the FMIA].96

By prohibiting a state’s imposition of “marking, labeling, packing” requirements that are “in addition to, or different than” those requirements in the FMIA, Congress has “unmistakably ordained” that the FMIA fixes the sole standards.97

Finally, in Animal Legal Defense Fund Boston, Inc. (ALDF) v. Provimi Veal Corp., ALDF brought action against Provimi, a veal producer, under the Massachusetts consumer protection statute, seeking an order obligating Provimi to tell retail consumers how Provimi’s veal calves were raised.98 In finding that the FMIA and FFDCA preempted such an action, the court stated:

ALDF wants Provimi to display on its “label or packaging” a warning concerning the potential harmful effects of the genetically-altered salmonellae, or information that concerns the manner in which the veal calves were raised or procured . . . [this] is plainly preempted . . . by the federal regulatory scheme . . . .

[M]eat ingredient standards, labeling and packaging have been preempted . . . by the FMIA, and states cannot impose different or additional affirmative requirements on meat and meat food products.99

These cases seem to announce the death knell for state meat labeling legislation. When one, however, applies the presumption against preemption of state laws in areas of traditional state concern, and evaluates the purpose behind the FMIA and the PPIA, these statutes may not preempt some meat labels.100 The FMIA and the PPIA do not regulate the conditions on factory farms or humane conditions pre-slaughter. The substance and scope of these statutes include humane slaughter, yet neither the substance nor the scope of the statutes actually reaches the treatment of animals before they arrive at the slaughterhouse.101 The express preemption provision specifically refers to “articles prepared at any establishment under inspection in accordance with the requirements under subchapter I of this chapter. . . .”102 Moreover, the statutes may not even preempt treatment at the time of slaughter. Congress did not intend the labeling preemption clause to reach humane slaughter. Instead, it focuses primarily on weights and measures.

On the other hand, these statutes could preempt label claims that implicate the safety of meat—“animals raised with antibiotics”; “animals raised with steroids”; “may contain arsenic”—because the FMIA and the PPIA are primarily food safety statutes. Congress intended FSIS to prevent adulterated meat from entering the market, and to protect public health and welfare via these statutes. In sum, it remains an open question whether the FMIA and the PPIA will preempt meat labels that can provide the public enough information to make an educated choice about which meat, if any, to purchase.

What Meat Disclosure Laws Can Glean From Environmental Disclosure Laws

This article has examined why the public has a right to know about meat and meat products, how two critical environmental disclosure laws work, and the most significant hurdle to meat labeling. This final section will discuss some of the lessons learned from environmental disclosure laws and possible paths forward for meat disclosures.

Environmental disclosure laws are a mixed bag — there are aspects that work effectively, and other aspects that have caused more harm than good. EPCRA, for instance, has facilitated the public’s right to know about potential chemical exposure through the TRI. In the first 10 years of reporting, facilities purportedly reduced their releases by 46%.103 Access to information, however, does not necessarily translate into the means to move or otherwise protect oneself from harm. Nor would the information be useful to the individual consumer trying to decipher truthful and non-misleading information about the meat on supermarket shelves. In order for the information to be truly useful, it must be presented in a way that is universally accessible, with data about possible risks and the true environmental performance of the companies.104

Nevertheless, access to information is a critical first step in securing protection. It can delay projects, reveal bad actors, and possibly prevent future contamination. If EPA required all animal factories to report under EPCRA, scientists, activists, attorneys, and organizers would have access to critical information about these facilities and could make this information available — physically and practically—to everyone who would benefit from access.

Proposition 65 also has hurdles, not the least of which is the pervasive nature of the labeling scheme. California residents are inundated with warnings at grocery stores, restaurants, and gas stations. When a sign indicates that something on the premises could cause cancer or reproductive harm, it does not necessarily stop people from entering, and may not stop people from purchasing the product with the listed chemical. If Proposition 65 labels were required for toxins in meat, the label would not have the same impact as a label stating: “this product was raised with antibiotics” or “this product was raised at a factory farm.”

Yet, Proposition 65 is working. One reason is that the law places the burden on the company, not the public, to prove the product is safe. The statute does not apply only when listed chemicals reach a certain level. It requires all listed chemicals to be below a certain level. In other words, the de minimis exemption is an affirmative defense—it is the defendant’s burden to show in an enforcement action.105 This “modest shift in the burden of proof” has made Proposition 65 incredibly effective.106 Once the law was enacted, the industry was literally “begging [state regulators] to set clear standards for chemicals” so that they could adhere to the standards.107 Within two years of Proposition 65’s enactment, California had managed to set standards for 282 chemicals.

Proposition 65’s broad citizen suit provision—allowing any member of the public to bring an enforcement action if a company has failed to comply, regardless of injury — is another positive aspect of the statute. Proposition 65 cases cannot be brought in federal court or removed there108; thus, Proposition 65 plaintiffs escape the stricter standing requirements of federal court. Federal court jurisdiction requires that plaintiffs meet the standing requirements of Article III of the Constitution, specifically the plaintiff must have suffered an “injury in fact” — an invasion of a legally protected interest which is concrete and particularized and actual or imminent, not conjectural or hypothetical.109 Proposition 65 does not require injury. Animal activists have faced challenges with respect to standing in the past,110 specifically with respect to showing an injury in fact.111 A state statute that allows any member of the public to file an action regardless of injury circumnavigates one of the greatest standing hurdles environmental and animal activist plaintiffs face.

These insights from environmental disclosure laws provide promising components for future meat disclosure statutes. Until the preemption question is answered, however, a state meat labeling law may be out of the question. Courts are addressing similar preemption questions in other arenas. For example, some courts have found that the AWA does not preempt local animal cruelty ordinances.112 While the AWA does not contain an express preemption clause similar to the clauses found in the FMIA and the PPIA, plaintiffs defending a meat disclosure law could successfully argue that meat disclosure laws of the kind contemplated above are outside the scope of the FMIA and the PPIA and the express preemption clause does not apply.

Considering how far-reaching some industry preemption challenges go, a new federal statute or amendments to existing statutes are the options with the least risk. For example, the Grocery Manufacturers Association and others challenged a Vermont state law mandating the labeling of genetically engineered crops on preemption grounds. This challenge and various other state efforts inevitably prompted federal labeling legislation for genetically engineered foods,113 and any state meat disclosure law would face a similar industry challenge on preemption grounds. The proper marketing of food—including the prevention of deceptive sales practices, which is traditionally a field that states occupy—provides meat disclosure laws with a head start in any preemption challenge.

Conclusion

Consumers have a right to know about the meat they purchase and the animal factories where food animals are raised. This information is critical for the public to form the implicit consent that is necessary to partake in the intimate act of eating. The current meat and meat facility disclosures do not provide the public with adequate information.

EPCRA-style disclosures by animal factories are likely not enough to satisfy the public’s right to know. While useful and necessary, more is needed to create industry-wide impacts. If animal factories were required to provide clear and reasonable warning to consumers if antibiotic-resistant pathogens or arsenic residues were present on meat, and citizens could enforce any failure to warn, these facilities may institute improvements much like the companies did in response to Proposition 65. While state meat disclosure laws face the risk of a preemption challenge, advocates may be able to overcome the reach of the FMIA and PPIA express preemption provisions by convincing the courts that these types of disclosures are outside the scope of the statutes. ELI PRESS

 

Paige Tomaselli is an experienced public interest practitioner who since 2018 has focused on tribal law issues at LevitanLaw and building her own law practice representing non-profits fighting industrial animal agriculture.

 

1. 21 U.S.C. §§601-695.

2. Id. §§301-399.

3. Virginia State Bd. of Pharmacy v. Virginia Citizens Consumer Council, 425 U.S. 748, 770 (1976).

4. The First Amendment applies to the states through the Fourteenth Amendment. See, e.g., Bigelow v. Virginia, 421 U.S. 809, 811 (1975); Schneider v. State, 308 U.S. 147, 160 (1939).

5. Minarcini v. Strongsville City Sch. Dist., 541 F.2d 577, 583 (6th Cir. 1976).

6. Cal. Health & Safety Code §25249.525249.13 (West 2014).

7. 42 U.S.C. §§11001-11050.

8. 21 U.S.C. §§451-472.

9. Pew Comm’n on Industrial Farm Animal Production, Putting Meat on the Table: Industrial Farm Animal Production in America vii (2008), http://www.ncifap.org/_images/pcifapfin.pdf.

10. See generally Lewis Bollard, Ag-Gag: The Unconstitutionality of Laws Restricting Undercover Investigations on Farms, 42 ELR 10960 (Oct. 2012) (discussing the unconstitutionality of laws designed to prohibit animal factory investigations and hide conditions from the public view).

11. Bernard E. Rollin, The Ethical Imperative to Control Pain and Suffering in Farm Animals, in The Animal Ethics Reader 248, 248 (Susan J. Armstrong & Richard G. Botzler eds., 2d ed. 2008).

12. Animal Welfare Inst., Consumer Perceptions of Farm Animal Welfare 3 (2012) (summarizing consumer surveys in support of, inter alia, increased animal welfare).

13. American Humane Ass’n, Humane Heartland: Farm Animal Welfare Survey 3 (2013), http://www.americanhumane.org/assets/humane-assets/humane-heartland-farm-animals-survey-results.pdf.

14. 7 U.S.C. §§2131-2159.

15. Id. §2132(g).

16. See, e.g., The Humane Soc’y of the United States, An HSUS Report: Welfare Issues With Gestation Crates for Pregnant Sows 1, 3 (2013), http://www.humanesociety.org/assets/pdfs/farm/HSUS-Report-on-Gestation-Crates-for-Pregnant-Sows.pdf (“As a result of the intensive confinement, crated sows suffer a number of welfare problems, including poor hygiene, risk of urinary infections, weakened bones, overgrown hooves, poor social interaction, lameness, behavioral restriction, and stereotypies [repetitive or ritualistic movements, postures, or utterances].”).

17. E.g., Marine Stewardship Council, https://www.msc.org/about-the-msc/how-we-meet-best-practice (third-party certifier for seafood) (last visited Mar. 1, 2020).

18. Putting Meat on the Table: Industrial Farm Animal Production in America, supra note 9, at 23.

19. Id.

20. Id.

21. U.S. EPA, Air Pollution Prevention & Control Div., Review of Emissions Factors and Methodologies to Estimate Ammonia Emissions From Animal Waste Handling (2002), http://daq.state.nc.us/inventory/industry/animal/rpt_200208.pdf.

22. U.S. EPA, Inventory of U.S. Greenhouse Gas Emissions and Sinks: 1990-2004 (2006), http://www.epa.gov/climatechange/Downloads/ghgemissions/06_Complete_Report.pdf.

23. Merritt Frey et al., Spills and Kills: Manure Pollution and America’s Livestock Feedlots 41 (Clean Water Network 2000).

24. Toxic Substances Portal: Ammonia, Agency for Toxic Substances & Disease Registry, http://www.atsdr.cdc.gov/substances/toxsubstance.asp?toxid=2 (last visited Jan. 17, 2020).

25. Putting Meat on the Table: Industrial Farm Animal Production in America, supra note 9, at 76-77.

26. See, e.g., Thomson Reuters-NPR Health Poll, Meat Consumption (2012), http://https://www.npr.org/documents/2012/june/NPRreportMeatConsumption1203.pdf (illustrating that health effects, animal welfare issues, and environmental impacts are the top three reasons that people in the survey changed the amount of meat they eat).

27. Kristin Musolin, et al., National Institute for Occupational Safety and Health, Evaluation of Musculoskeletal Disorders and Traumatic Injuries Among Employees at a Poultry Processing Plant i (2013), http://www.cdc.gov/niosh/hhe/reports/pdfs/2012-0125-3204.pdf.

28. C.S. McPhee & Hester J. Lispcomb, Upper-Extremity Musculoskeletal Symptoms and Physical Health Related Quality of Life Among Women Employed in Poultry Processing and Other Low-Wage Jobs in Northeastern North Carolina, 52 Am. J. Indus. Med. 331 (2009).

29. See, e.g., Watch: Petition to Trader Joe’s, Meat Without Drugs, http://www.meatwithoutdrugs.org/#watch (last visited Jan. 17, 2020). As of February 2, 2013, Americans have signed a petition asking Trader Joe’s to stop selling meat raised with antibiotics. Id.

30. See Robert S. Lawrence, The Rise of Antibiotic Resistance: Consequences of FDA’s Inaction, The Atlantic, Jan. 23, 2012, http://www.theatlantic.com/health/archive/2012/01/the-rise-of-antibiotic-resistance-consequences-of-fdas-inaction/251754/.

31. Avoiding Antibiotic Resistance: Denmark’s Ban on Growth Promoting Antibiotics in Food Animals, Pew Charitable Trusts (May 7, 2010), http://www.pewhealth.org/reports-analysis/issue-briefs/avoiding-antibiotic-resistance-85899391798.

32. See id. at 5-17.

33. See Rachel E. Rosenberg Goldstein et al., Methicillin-Resistant Staphylococcus Aureus (MRSA) Detected at Four U.S. Wastewater Treatment Plants, 120 Envtl. Health Persp. 1551, 1551 (2012) (finding that water treatment facilities tested for antibiotic-resistant Staphylococcus aureus showed that these dangerous bacteria are found in large quantities in wastewater, and a significant number of bacteria found were multidrug resistant); Maya Nadimpali et al., Persistence of Livestock-Associated Antibiotic-Resistant Staphylococcus Aureus Among Industrial Hog Operation Workers in North Carolina Over 14 Days, Occup. Envtl. Med., Sept. 8, 2014, http://oem.bmj.com/content/early/20l4/09/05/oemed-2014-102095 (noting that a new study of a small group of workers at industrial hog farms in North Carolina has found that they continued to carry antibiotic-resistant bacteria over several days, raising new questions for public health officials struggling to contain the spread of such pathogens).

34. See, e.g., 136 Cong. Rec. S16607-02 (1990) (statement of Sen. Orrin Hatch (R-Utah)) (concerning the passage of the Nutritional Labeling and Education Act of 1990 and stating “[c]onsumers should not be denied information they want in the form they want it on the product labels in supermarket shelves”).

35. 746 F.3d 1065 (D.C. Cir. 2014). On August 18, 2015, the D.C. Circuit re-affirmed its previous ruling striking down the U.S. Securities and Exchange Commission’s (SEC’s) rule mandating public companies specifically declare their products to be “not DRC conflict-free” in their SEC filings as a violation of the First Amendment.

36. Cal. Health & Safety Code §§25249.5-25249.13.

37. Carl Cranor, Information Generation and Use Under Proposition 65: Model Provisions for Other PostMarket Laws, 83 Ind. L.J. 609, 614 (2008).

38. David Roe, Little Labs Lost: An Invisible Success Story, 15 Green Bag 2d 275, 276 (2012).

39. Cranor, supra note 37, at 614.

40. See Clifford Rechtschaffen & Patrick Williams, The Continued Success of Proposition 65 in Reducing Toxic Exposures, 35 ELR 10850, 10851 (Dec. 2005).

41. Roe, supra note 38, at 283.

42. Cal. Health & Safety Code §25249.6 (West 2008) (“No person in the course of doing business shall knowingly and intentionally expose any individual to a chemical known to the state to cause cancer or reproductive toxicity without first giving clear and reasonable warning to such individual.”).

43. Cal. Health & Safety code §25249.5:

No person in the course of doing business shall knowingly discharge or release a chemical known to the state to cause cancer or reproductive toxicity into water or onto or into land where such chemical passes or probably will pass into any source of drinking water, notwithstanding any other provision or authorization of law except as provided in Section 25249.9.

See also Rechtschaffen & Williams, supra note 40, at 10850.

44. D-Con Co. v. Allenby, 728 F. Supp. 605, 606 (N.D. Cal. 1989).

45. Id.

46. Cal. Health & Safety Code §25601.

47. 27 Cal. Code Regs. tit. 27, §25703(b) (2013).

48. Cal. Health & Safety Code §25249.10(c).

49. See Consumer Cause v. SmileCare, 91 Cal. App. 4th 454 (Cal. Ct. App. 2001); Roe, supra note 38.

50. Cal. Health & Safety Code §25249.7.

51. Toxic Injuries Corp. v. Safety-Kleen Corp., 57 F. Supp. 2d 947, 955 (C.D. Cal. 1999).

52. Cal. Health & Safety Code §25249.6.

53. Rechtschaffen & Williams, supra note 40, at 10854 (citing e-mail from Susan Fiering, Deputy Attorney General, California Attorney General’s Office, to Clifford Rechtschaffen (June 9, 2005)).

54. Id.

55. Id.

56. Id.

57. Id. at 10853.

58. Id.

59. Response to Requests to Cancel Certain Chromated Copper Arsenate (CCA) Wood Preservative Products and Amendments to Terminate Certain Uses of Other CCA Products, 68 Fed. Reg. 17366, 17367 (Apr. 9, 2003) (“[EPA] believes that reducing the potential residential exposure to a known human carcinogen is desirable.”).

60. Roe, supra note 38, at 282.

61. Id.

62. Rechtschaffen & Williams, supra note 40, at 10850.

63. 180 Cal. App. 4th 728 (Cal. Ct. App. 2009).

64. Id. at 761.

65. 131 Cong. Rec. H11504-02 (1985) (statement of Hon. Fields).

66. Llewelyn M. Engel, Emergency Planning and Community Right-to-Know: Environmental Justice Concerns With Disclosure-Based Laws, 6 Geo. J.L. & Mod. Critical Race Persp. 117, 122 (2014) (citing 42 U.S.C. §11023(g)(2)).

67. U.S. EPA, Emergency Planning Community Right to Know Act: What Is EPCRA?, http://www2.epa.gov/epcra/what-epcra.

68. Id.

69. 42 U.S.C. §11023(a).

70. Id. §11023(h).

72. 42 U.S.C. §11023(g); Engel, supra note 66, at 122 (citing 42 U.S.C. §11023(g)(2)).

73. Engel, supra note 66, at 128-29 (citing Robert D. Bullard et al., Toxic Wastes and Race at Twenty: Why Race Still Matters After All of These Years, 38 Envtl. L. 371, 374 (2008)).

74. U.S. GAO, EPA’s Toxic Release Inventory Is Useful But Can Be Improved 24 (1991) (GAO/RCED 91-121), http://www.gao.gov/assets/160/150661.pdf.

75. Id.

76. Engel, supra note 66, at 117, 122 (citing 42 U.S.C. §11023(g)(2)).

77. Id. (citing 42 U.S.C. §11023(g)(2)); U.S. EPA, 2011 Toxics Release Inventory National Analysis Overview (2011), http://www2.epa.gov/sites/production/files/documents/complete_2011_tri_na_overview_document.pdf.

78. 73 Fed. Reg. 76949 (Dec. 18, 2008) (to be codified at 40 C.F.R. pts. 302 & 355).

79. See Trump’s EPA Rule Says Animal Production Operations Shouldn’t Report Their Toxic Air Pollution, Earthjustice (June 4, 2019).

80. U.S. Const. art. VI, cl. 2.

81. Hillsborough County Fla. v. Automated Med. Labs., Inc., 471 U.S. 707, 713 (1985) (citations omitted).

82. Id.

83. Id.

84. Id. (citing Rice v. Santa Fe Elevator Corp., 331 U.S. 218, 230 (1947)).

85. Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142-43 (1963); accord Crosby v. National Foreign Trade Council, 530 U.S. 363, 372-73 (2000).

86. Medtronic, Inc. v. Lohr, 518 U.S. 470, 485 (1996); Plumley v. Massachusetts, 155 U.S. 461, 472 (1894); accord Hillsborough County Fla., 471 U.S. at 715.

87. Medtronic, Inc., 518 U.S. at 485.

88. See, e.g., Holk v. Snapple Beverage Corp., 575 F.3d 329 (3d Cir. 2009).

89. The FMIA regulates meat and meat food products made from the meat of cattle, sheep, swine, goats, horses, mules, or other equines. 21 U.S.C. §602. The PPIA, id. §451-472, regulates poultry—any domesticated bird, whether live or dead—and poultry products. The EPIA, id. §§1031-1056, regulates eggs and egg products. The preemption provisions for the FMIA, the PPIA, and the EPIA are substantially similar.

90. National Meat Ass’n v. Harris, 565 U.S. 452, 459 (2012).

91. 430 U.S. 519 (1977).

92. Id. at 520.

93. Id.

94. 468 F.2d 76 (6th Cir. 1972).

95. Id. at 81; 21 U.S.C. §601(j) (The FMIA pertains to all meat and meat food products prepared for shipment in interstate commerce, including sausage.).

96. Armour, 468 F.2d at 84 (emphasis added).

97. Id.

98. 626 F. Supp. 278 (D. Mass. 1986).

99. Id. at 285-86.

100. Bruce Friedrich, Meat Labeling Through the Looking Glass, 20 Animal L. 79, 90-92 (2013).

101. Id.

102. 21 U.S.C. §678.

103. Kathryn E. Durham-Hammer, Left to Wonder: Reevaluating, Reforming, and Implementing the Emergency Planning and Community Right-to-Know Act of 1986, 29 Colum. J. Envtl. L. 323, 347 (2004).

104. Id. at 330.

105. See Consumer Cause v. SmileCare, 91 Cal. App. 4th 454, 457 (Cal. Ct. App. 2001); Roe, supra note 38, at 278.

106. Roe, supra note 38, at 279.

107. Id. at 280.

108. Toxic Injuries Corp. v. Safety-Kleen Corp., 57 F Supp. 2d 947, 951 (C.D. Cal. 1999).

109. Id. at 952.

110. See Animal Lovers Volunteers Ass’n v. Weinberger, 765 F.2d 937, 938 (9th Cir. 1985) (denying standing and stating “[a] mere assertion of organizational interest in a problem, unaccompanied by allegations of actual injury to members of the organization, is not enough to establish standing”); see International Primate Prot. League v. Administrators of the Tulane Educ. Fund, 895 F.2d 1056, 1059-60 (5th Cir. 1990) (denying standing to animal organization on three grounds).

111. See, e.g., Animal Legal Def. Fund v. Espy, 23 F.3d 496, 506 (D.C. Cir. 1994).

112. See, e.g., Dehart v. Austin, 39 F.3d 718 (7th Cir. 1994).

113. 7 U.S.C. §§1621-1639s.

 

ELI PRESS Lessons from environmental disclosure laws.

Is Government “the Problem”?
Author
Stephen R. Dujack - Environmental Law Institute
Akielly Hu - Environmental Law Institute
Environmental Law Institute
Environmental Law Institute
Current Issue
Issue
4

It was 60 years ago when in his inaugural address President John F. Kennedy said, “Ask not what your country can do for you. Ask what you can do for your country.”

Kennedy then created the Peace Corps, thousands of volunteers promoting American values by helping poor countries establish the basics of health and welfare. And he formed the Agency for International Development, to recruit diplomatic professionals to serve on the ground administering U.S. assistance programs while serving as the “frontlines of defense.” Both the Corps and AID brought the message of freedom and prosperity to countries just beginning self government and market economies, countering the entreaties of the Eastern Bloc by showcasing the American system.

This was not Kennedy’s biggest success in activist government. In 1961 he set a national goal: the United States would place a man on the Moon “before the decade is out.” Thanks to the thousands of scientists and engineers who joined the burgeoning space program at NASA, we met that deadline when Apollo 11 landed in the Sea of Tranquility in July 1969. While the whole world rejoiced, Americans had a special pride because it had been our achievement. The American public funded the government’s space program with the equivalent of $130 billion in today’s money to beat the Soviet Union in the Space Race.

Kennedy’s successor, Lyndon Johnson, also expanded government, by creating new federal obligations to the public welfare. He launched the Great Society, including Medicare and the War on Poverty. And the Civil Rights Act and Voting Rights Act, passed at his behest, put the power of the federal government behind equality for all citizens, at least on paper. Johnson’s successor, Richard Nixon, broadened government further by establishing EPA and beginning to implement Congress’s popular new pollution and resource acts.

Twenty years after Kennedy’s call to national service, Ronald Reagan turned that message on its head in his inaugural. “Government isn’t the solution to our problems. Government is the problem.” The new president espoused a philosophy of individualism and minimal government that was the token of Movement Conservatism. It was a vision based on the Founders’ fears for the loss of liberty — and in the late 20th century very much a reaction to the growth of government during and after the Depression and World War II.

But the Reagan revolution came 200 years after the Constitution was ratified, and the franchise was no longer a thinly spread population of rich White property owners interested in free commerce. Indeed, over the previous half century government had grown measurably by providing popular new services, especially in the 20 years preceding his riposte that government is the seat of society’s problems. These programs were America’s way of attacking problems collectively, through a system empowered via statute and regulation “to promote the general welfare,” as the Constitution directs.

Reagan was particularly critical of environmental protection. In doing so, he was opposing programs that were not only popular but also the essence of our constitutional government. Congress passes broad laws controlling pollution and natural resources. The executive branch implements the laws via regulation promulgated under strict groundrules. And the whole endeavor is subject to review by the courts for procedural propriety and adherence to the national charter. Reagan was opposing an effective and democratic vehicle for the common good on ideological grounds. He was also putting down people whose mission in administering those laws is called “public service.”

Not all law is good law, and government frequently errs. But Reagan’s charge was damaging to a vital institution serving American society — one that is correctable through legislation and executive order, not universal condemnation.

The Civil Service was created in 1871 to professionalize the staffing of executive branch agencies, forming a permanent government under the direction of each president’s cabinet appointees. The Civil Service had its ups and downs in replacing the spoils system, and there were numerous necessary attempts at reform. But since World War II, the expansion of government under both parties has been met with a professionalization of public service. Americans have come to expect good government and a lack of corruption in a system that is the envy of the globe.

But Reagan’s mantra persists. Indeed, the government-is-the-problem messaging has evolved over the decades — from “starve the beast” of funds via deficits; to shrinking government “till it can be drowned in the bathtub”; to the deliberate disrespecting of duly enacted statutory programs carrying out the public’s desire for services, under the
2017 executive order demanding two rules be removed for every new one.

We recently saw the appointment of anti-government antagonists to executive branch leadership positions, folks who gleefully fouled the operation of key programs despite their legal obligations. At EPA, hundreds of scientists and other specialists resigned in frustration. Scores of rules were rescinded. The assaults on the agency added up to a mugging of our effective and popular programs to reduce pollution.

Fortunately, there are still folks who believe that it is an honor to work in government, to carry out the laws, to swear allegiance to the Constitution. To them, government is a vital force for helping to realize the community’s collective imperatives and aspirations.

Notice & Comment is written by the editor and represents his views.

PROJECT PUFFIN PUFF PIECE

Thousands of birdwatchers flock to the island of Stora Karlso in Sweden to view a colony of common murres — that is, until tourism came to a standstill during the pandemic. One might expect the birds to have thrived during this sudden absence of humans. Instead, as reported by the New York Times, researchers in Sweden observed the worst breeding season ever recorded.

It turns out that white-tailed eagles, which usually steer clear of human activity, returned in droves to the island during the lull. Although not direct predators, the eagles scared off the murres, causing them to accidentally knock over eggs and leave their nests for longer periods of time.

Stories like this prove humans have inserted ourselves into delicate ecosystem dynamics in ways we may not realize. To Stephen Kress and other like-minded scientists, these human impacts mean we can’t afford to take a passive approach to wildlife conservation.

Kress is the founder of Project Puffin, a program that successfully repopulated a locally extinct colony of Atlantic puffins in Maine. As a graduate student, he learned that Egg Rock, at the time an unremarkable island, used to be a puffin breeding site before hunters drove the species away.

If humans could be responsible for single-handedly destroying a nesting site, he reasoned, couldn’t we also take responsibility for righting this wrong?

Recolonizing these nesting sites, however, required a bit of creativity. The Lacey Act and Migratory Bird Treaty Act ended illegal hunting of seabirds in the early 20th century, yet even with suitable habitats at hand, puffins and other seabirds may not return to a nesting site without social cues.

In a method now known as “social attraction,” the Project Puffin team placed wooden carved decoys of puffins and terns, audio recordings of bird calls, and mirrors around the island in an attempt to attract the native birds.

The setup naturally invited some “avian comedy” moments, as Kress puts it in his book, Project Puffin: The Improbable Quest to Bring a Beloved Seabird Back to Egg Rock. One curious tern spent four straight days peering at its reflection in a mirror and performing elaborate courtship rituals. It even retrieved a fish, cooing at its reflection as it offered the meal.

“Birds recognize that decoys are not real,” the Audubon website clarifies. Yet in the long run, the tactics worked. After nine years, puffins returned to Egg Rock, and today, over a hundred pairs nest there. Social attraction techniques have led to successful repopulations of seabirds at sites in Japan, Mexico, New Zealand, and more.

Creating wildlife preserves and waiting for “the rebalancing of nature” is not enough, Kress argues, given that humans have already induced irrevocable ripple effects onto every ecosystem we touch. Ongoing, active human impacts therefore require sustained, active wildlife management.

Luckily, creative approaches for conservation abound. Scientists from BirdLife International and the Estonian Ornithological Society recently pioneered the use of large googly eyes to deter long-tailed ducks from getting entangled in fishing nets. The “eyes’’ hang over the water like a “floating ‘Wall-E’ scarecrow,” as described by The Guardian.

Lessons from the common murres in Sweden may also help protect endangered birds. Upon finding that tourists helped minimize eagle disturbances, the researchers suggested using tourism as a conservation tool — as long as visitors don’t harm the seabirds too.

Conservation strategies should consider complex local and global factors. But if active conservation is indeed the answer, wildlife biologists and other environmental professionals seem willing to give it a try.

— Akielly Hu, Associate Editor

On Viewing Government as a Problem.

Disinformation: Public Enemy Number One
Author
Scott Fulton - Environmental Law Institute
Environmental Law Institute
Current Issue
Issue
2
Scott Fulton

One of the great things about working at ELI is the regular infusion of fresh perspectives. At any given time, about 20 percent of the staff consists of students and recent graduates, most of whom are with us temporarily. The applicant pool for these jobs is incredibly competitive, guaranteeing that some of the brightest young minds in the country will always be in residence at the Institute.

Not long ago, one of our new research associates asked me about something I had written in this column several years ago. My piece had posited that the enemy of environmental protection was not any particular actor or sector, but rather bad decisions — wherever they are made. His question: “In view of recent developments, do you still believe that bad decisions are the primary enemy of environmental protection?”

I thought for a moment and offered a qualified “yes,” as I now see another very dangerous enemy in the mix: Disinformation. Some pundits somewhat casually describe this time as the “post-truth era,” but for those who care about the rule of law, the increasing propagation and uptake of manufactured deceit can never be a casual matter. This is a problem much bigger than just environment, but it affects decisionmaking in our realm as readily as in any other. And, more to the point, disinformation ultimately erodes public confidence in the institutions and mechanisms that define our system of government and puts at risk our integrity as one of the world’s leading democracies.

The insurrection and storming of the Capitol earlier this year is a wake up call to the threat posed by this phenomenon. Ironically, while the road through the election process last fall was for sure bumpy, our system of checks and balances functioned more or less as designed for purposes of resolving the various questions that had been raised about election integrity. The courts took the lead in crunching truth for us.

As we saw, there are a number of distinctive features of judicial process that enable courts to separate truth from fiction and push toward the best view of operative facts. Counsel are expected to ground their arguments in concrete evidence, not belief or opinion, and to observe the duties of candor to the court that are policed under standards of conduct and bar association rules. And judicial decisions are generally subject to appeal. This system both encourages fidelity to facts and allows for correction of judicial error.

And the system worked as it should in the election irregularity cases, with the courts playing their vital role in differentiating between non-credible arguments and those supported by evidence, ultimately leading to decisive rejections of the numerous election irregularity claims. The resolution of these claims by the courts — the institution that our constitutional system relies on to resolve such questions — should have brought closure.

It of course did not. The narrative embraced by the Capitol mob was informed not by what happened in the courts but rather what was said on the courthouse steps, which often bore little semblance to what was presented before the bar or the truths that emerged through the proceedings.

This out-of-court spin was then reinforced by politicians who either embraced it or tolerated it. It gained further momentum through the echo chamber of social media and sympathetic news outlets, ultimately leading to an unthinkable assault on Congress. The willingness on the part of so many to ignore judicial resolution of the matter is a rule of law setback of a colossal scale, as is, more generally, the systematic and intentional use of disinformation as a tool for promoting public uptake of a demonstrably false narrative.

Manifestations of this sort promise to repeat and intensify in the absence of intervention. Law and lawyers will be important contributors to what comes next. While some self-correction is occurring through traditional tools like defamation suits, we will likely need new legal tools and policing mechanisms to stem the growing tide of willful deceit and bring meaningful accountability to purveyors of disinformation that damages the public interest and threatens the foundations of democracy. We somehow, someway, need to get back to a shared understanding of objective fact. There really is no choice in this, no space for legitimizing non-truths.

Disinformation is not just the enemy of the environment — it has become public enemy number one.

On disinformation as public enemy number one.

How Small-Scale Fisheries Can Become a Huge Success
Author
Xiao Recio-Blanco - Environmental Law Institute
Environmental Law Institute
Current Issue
Issue
2
Xiao Recio-Blanco

Nothing about small-scale fisheries is actually small. About 90 percent of the world’s 120 million capture fishers are involved in what we’ll call SSF, making it the world’s largest creator of marine jobs, as well as an economic activity that supports the food security of millions.

As the human population living by or near the coast continues to increase, the role of SSF is becoming even more important. Small-scale fisheries are extremely diverse, ranging from traditional, customary, and indigenous fishing practices to near-shore, semi-industrialized fishing. For the most part, fishers are members of coastal communities, and spend their earnings in the same places they live.

The governance problems affecting the SSF sector are not small either. The most common challenges relate to a lack of financial and legal certainty, training, adequate data to improve management, and commercial know-how, as well as an absence of funding for addressing reforms.

Seeking to provide guidance on how to promote a more sustainable SSF sector, the Food and Agriculture Organization of the United Nations published the “Voluntary Guidelines for Sustainable Small-Scale Fisheries.” This document stresses the close connection among ocean governance, environmental stewardship, and the central role of fisheries for protecting the human rights and economic security of tens of thousands of small-scale fishing communities around the world.

Building on this connection between environmental sustainability and human rights in the SSF context, ELI developed the Small Scale-Fisheries Law and Governance Toolkit, implemented in partnership with Parliamentarians for Global Action, a global network of policymakers focused on promoting human rights.

In many instances, a knowledge gap exists between promoting sustainability practices and implementing these goals on the ground through regulatory procedures. The toolkit bridges this divide by identifying useful regulatory approaches for SSF governance, with a special focus on fisheries co-management, and provides this information in the form of model legal language so that others may review and adapt provisions to the legal framework of a specific country or region.

For this project, ELI draws from its experience reviewing environmental laws around the world for the “First Environmental Rule of Law” report, published in 2019 in partnership with UN Environment. The report found that most laws that promote sustainability struggle with implementation and enforcement. Laws lack clear mandates, insert concepts that are not developed, or introduce policy approaches that are not tailored to the needs and conditions on the ground.

Zooming in on the management of fisheries reveals similar challenges. Many fisheries laws have inserted the concept of “sustainability” without elaborating on how to translate that concept into governance institutions and regulatory procedures. Although a fisheries act may mention, for example, “community participation in governance,” the local community may not know how to exercise that right, and the government agent does not know how to enable that process. This is where legal analysis can prove useful by generating actionable rules and identifiable processes based on research.

The toolkit starts by presenting a methodology for assessing the need for regulatory reforms with a specific lens on the challenges and needs of the SSF community. Given the central role of co-management in sustainable SSF governance, the toolkit focuses on creating and implementing co-management systems, along with two basic governance elements that strengthen them: exclusive fishing rights for SSF communities and the creation of exclusive zones for SSF. Remaining sections address fundamental elements for enhancing the likelihood of success for a sustainable SSF co-management scheme: strengthening compliance, overcoming the conceptual opposition between fisheries and marine protected areas, and making SSF governance compatible with other area-based ocean management approaches.

The ELI team’s goal was to make the model legal language included in the toolkit specific enough to help advance the issue of sustainable governance with detailed models, yet general enough so that the language can be applied to different contexts and legal systems. In other words, the toolkit should help policymakers answer the question, Can my country’s legal framework provide better guidance to achieve these objectives? The resource then provides a few examples on how to operationalize that governance challenge.

How Small-Scale Fisheries Can Become a Huge Success.

Evaluating the Effects of Conflict and Fragility on Environmental Outcomes
Author
Carl Bruch - Environmental Law Institute
Environmental Law Institute
Current Issue
Issue
2
Carl Bruch

The links among environment, conflict, and peace are well established, but a surprising number of environmental organizations have a significant blind spot when it comes to the effects of conflict on project outcomes. Although environmental groups do not have a mandate, or may not have the expertise, to be peacebuilders, there is much they can do to reduce the risk of conflict.

The Global Environment Facility is one of the most important sources of support for countries around the world to implement international commitments related to climate change, biodiversity, land degradation, international waters, and chemicals and waste. The GEF has invested over $4 billion in countries affected by major armed conflict, with 33 percent of the GEF’s projects having been implemented in these countries. Fragility is even more widespread: 88 percent of the GEF’s country-level projects were in fragile situations, categorized as either very fragile or of concern.

Despite investments in fragile and conflict-affected situations, the GEF does not yet have a policy or procedure for designing and implementing projects in these settings. The question is: does it matter?

At the request of the GEF’s Independent Evaluation Office, ELI undertook an evaluation of GEF support in fragile and conflict-affected countries to answer this question. The office asked ELI to address four areas of interest.

First, does the existence of a conflict or fragile context affect the outcomes of GEF-supported projects? Our extensive analysis of thousands of projects answered this in the unequivocal affirmative. There is a statistically significant impact of major armed conflict on the likelihood that a project will be cancelled and dropped; this relationship is also seen for fragile contexts. Moreover, at all scales of implementation, a country’s conflict status had a statistically significant impact on the duration of a project’s delays.

A country’s fragility classification is associated with a negative and statistically significant impact on a project’s outcomes and sustainability, as well as the design and implementation of its monitoring and evaluation. Conflict and fragility also affect the quality of a project’s implementation and execution, along with other important indicators, such as project relevance, effectiveness, and efficiency. By almost all measures that the GEF uses to evaluate the design, implementation, and outcomes of its projects, conflict and fragility had significant impacts.

According to ELI’s research, these concerns affect GEF projects through five key pathways. These include physical insecurity, social conflict, and economic drivers. Other avenues include political fragility and weak governance, and coping strategies.

The second question was the extent to which projects have taken into account a conflict or fragile context in their design and implementation. A growing number of projects are planning for conflict-related risks, but very few address fragility-related risks. ELI found that GEF projects have innovated and employed various strategies to manage risks posed by conflict and fragility.

ELI learned that programs that adopted conflict-sensitive approaches tended to more effectively navigate multiple challenges and better achieve their desired goals.

Finally, ELI considered what conflict-sensitive measures the GEF, its implementing agencies, and partners could adopt to improve the performance and outcomes of interventions. These recommendations include risk-identification and management measures, and providing guidance and platforms for learning, exchange, and technical assistance. Other options include updating the GEF environmental and social safeguards and measures to enable projects to adapt to rapid and substantial changes common in fragile and conflict-affected situations.

ELI’s evaluation was well received by the GEF secretariat and the GEF council in late 2020. In response to the Institute’s findings, member states called for a robust policy framework to guide programming in fragile and conflict-affected situations.

Reflecting on the project, three key takeaways come to mind. First, the framing of ELI’s evaluation enhanced its reception. It sought to help environmental project proponents achieve their objectives by better understanding, identifying, and managing risks related to conflict and fragility, rather than trying to expand or otherwise change the GEF mandate.

Second, there is a growing recognition of conflict-sensitive programming as essential to project success, and a growing willingness to act on this knowledge.

Third, ELI’s robust combination of quantitative and qualitative analyses proved persuasive. Much of the literature on conflict-sensitive programming is based on theory and professional judgment – ELI’s evaluation was ground-breaking in part due to the unparalleled body of evidence the Institute marshalled.

Evaluating the Effects of Conflict and Fragility on Environmental Outcomes.

Can UNCLOS Do More for Biodiversity?
Author
Maria Amparo Alban - InterAmerican Institute for Justice and Sustainability
InterAmerican Institute for Justice and Sustainability
Current Issue
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2
Parent Article
Maria Amparo Alban

Many small countries rely on international law to make progress in domestic policy and regulatory matters. Sometimes it is the easiest way to generate a framework for action when domestic negotiations fail. This is especially true in environmental protection.

For a tiny country such as Ecuador, the relevance of marine resources was imprinted in the early years of the republican era. Following independence, Ecuador annexed the Galapagos Islands. Just a few years later, in 1835, Charles Darwin arrived at the Enchanted Islands.

Due to currents and a volcanic origin, the Galapagos’ marine ecosystem unites unique conditions that create a vast endemism, or restriction to an area, and a high oceanic biodiversity at the same time. Since 1979 the islands have been one of the world´s protected natural heritage sites under UNESCO. Ecuador ratified the Convention on Biological Diversity in 1995, and three years later formally established the Galapagos Archipelago as a national protected area with a special regime.

In 2012, Ecuador ratified the UN Convention on the Law of the Sea. Following accession to UNCLOS, the country began to abide by the 12 miles of territorial sea and the 188 miles of Exclusive Economic Zone beyond that. With that, the possibility arose to take advantage of the fish resources found therein but also to exercise Ecuador’s duty regarding the management and protection of marine biodiversity within the jurisdiction of 200 miles. But, is that distance enough to protect such a sensitive ecosystem?

That question was raised recently by the presence of more than 260 Chinese-flagged large industrial fishing vessels carrying out operations in the limits of the Galapagos marine reserve. This raises once again the issue of the current difficulties faced by the parties of several multilateral environmental agreements in protecting their marine ecosystems under the current status of international law and its various provisions and agreements.

The case of the Galapagos Archipelago is confusing. There is a non-jurisdictional area allowing intensive exploitation, including foreign industrial fishing, and permitting the capture of threatened migratory species that transit back and forth between the unprotected areas and the archipelago’s reserve. This has allowed some national and international organizations to wonder about how UNCLOS can help guard sensitive marine areas protected by other multilateral agreements.

UNCLOS distinguishes between two geographical zones in what are termed Areas Beyond National Jurisdition. They are called the Area and the high seas. The Area is defined as “the seabed and ocean floor, and subsoil thereof, beyond the limits of national jurisdiction.” The Area and its mineral resources are considered the “common heritage of mankind.” All this, bearing in mind that activities in the Area must be conducted “for the benefit of mankind, irrespective of the geographical location of states.”

Acting under UNCLOS Article 76, which regulates exclusive rights on the continental shelf, recently Ecuador and Costa Rica filed a binational document before the UN Commission on the Limits of the Continental Shelf. The purpose was to establish sovereignty over adjacent continental shelf beyond our jurisdictions. This in turn would create a binational marine corridor that can connect the Galapagos Archipelago with Isla de Cocos in Costa Rica. Numerous studies have determined that many protected marine mammals, sharks, and other migratory species cover that route regularly.

It is well known that UNCLOS establishes the rights and obligations of states regarding the use of the oceans, their resources, and the protection of the marine and coastal environment. Nevertheless, it does not expressly refer to marine biodiversity within the water column in areas beyond national jurisdiction.

However, UNCLOS does declare important environmental duties that should be taken into consideration to support initiatives such as the one Ecuador and Costa Rica are proposing. These duties arise from considering that both the high seas and the Area should be subject to obligations to conserve and manage the living resources and the marine environment. States are already obligated to prevent, reduce, and control pollution of the marine environment. They must take the measures necessary to protect and preserve rare or pristine or fragile ecosystems as well as the habitat of depleted, threatened, or endangered species. Moreover, it is the duty of all states to cooperate with other states, both at the regional and global levels

In order to improve marine governance, it is crucial that UNCLOS supports other multilateral environmental agreements, such as the Biodiversity Convention in the Galapagos context. Ecuador must also push to strengthen the Food and Agricultural Organization, regional agreements on fishery management, and International Maritime Organization conventions.

Then states can protect endangered species that don’t spend all their time in protected areas with a new intergovernmental framework. The purpose is to limit illegal, unregulated, and unreported fisheries that threaten protected marine ecosystems in high seas adjacent to the limit of national protection, zones where countries are executing ecosystem-protection and conservation measures. After all, protecting marine ecosystems and their biodiversity is a means toward conserving the common heritage of mankind.

For Shipping, Be Careful What You Wish For
Author
Simon Bennett - International Chamber of Shipping
International Chamber of Shipping
Current Issue
Issue
2
Parent Article
Simon Bennett

Shipping is a global industry requiring global rules. Otherwise there would be chaos. From the perspective of shipowners, who collectively transport about 90 percent of global trade, the UN Convention on the Law of the Sea is eminently fit for purpose.

But in response to the degradation of the sea by other human activities, a diplomatic conference has been convened by the United Nations, with a final session expected this year. The objective is to adopt a new global agreement to allow, within the framework of UNCLOS, the development of regulations to protect biodiversity in sea areas beyond national jurisdiction — environmental regulation that can be enforced on the high seas.

Unlike most other ocean activities, however, the shipping industry is not operating in a regulatory vacuum. If a ship sails from Baltimore to Buenos Aires, the same rules already apply at both ends of the voyage and on the ocean in between. As with regulations governing safe navigation, for example, there are already global rules, with a robust system of enforcement, governing virtually every aspect of a ship’s environmental performance.

This is because, within this framework under UNCLOS, shipping is comprehensively regulated by the International Maritime Organization, the specialized UN agency, based in London, whose authority is derived from UNCLOS and its predecessors.

Over the past 60 years, a highly successful system to ensure maritime safety and pollution prevention, comprising over 50 diplomatic conventions and protocols, has been developed by the world’s governments under IMO’s auspices. Although the United States may not yet have ratified UNCLOS, Washington has acceded to the vast majority of these IMO instruments and takes an active role in all their discussions.

There are around 80,000 commercial ships engaged in international trade, which must all adhere to IMO regulations throughout each and every voyage. Importantly, this includes strict adherence to the International Convention for the Prevention of Pollution From Ships, known as the MARPOL Convention, which enjoys almost universal ratification worldwide (including the United States) and addresses just about every potential environmental impact from commercial shipping.

The IMO regulatory system, within the framework of UNCLOS, thus already successfully ensures that a ship’s activities are never beyond the national jurisdiction of its flag state, even when the vessel is operating on the high seas beyond the territorial waters or Exclusive Economic Zones of coastal states.

As well as being overseen by a rigorous system of flag-state enforcement, compliance with IMO regulations is also subject to oversight by a sophisticated regime of port state control inspection, coordinated via regional agreements within the global IMO framework.

As a consequence of this impressive IMO regime, the number of serious oil spills is a fraction of what it was at the time of the Exxon Valdez disaster — about two per year (comprising over 700 tonnes) during the past decade compared to about 40 in the 1980s, despite a tripling of maritime trade in the same period.

Noting that climate change presents the greatest threat to the ocean, the principal focus of IMO’s current environmental protection agenda is its ambitious strategy to eradicate CO2 emissions from shipping completely, signed-up to by virtually all of the world’s governments (with the current exception of the United States).

MARPOL already includes binding regulations to reduce CO2emissions from ships. These were the first ever to be adopted globally for a single industrial sector, it having been recognized by the UN Framework Convention on Climate Change that CO2 emissions from shipping cannot be attributed to national economies, and that the mandate for addressing these should sit with the IMO.

Assisted by new carbon efficiency standards mandated by MARPOL, the global fleet today emits about 30 percent less CO2 per tonne of cargo transported one nautical mile than it did as recently as 2008. Moreover, within the framework of MARPOL, IMO is now discussing a radical proposal from th e industry to establish a $5 billion global fund, to be financed by mandatory contributions from shipowners, to accelerate research and development of zero-carbon technologies such as hydrogen to enable shipping to decarbonize completely.

However, regulatory arrangements for other ocean industries — such as fishing and seabed mining — are not so well developed as those enjoyed by shipping. And this potentially presents a threat to the regime provided by the IMO.

The final session of the UN session to address the regulation of the high seas within UNCLOS has been delayed due to COVID-19. But in discussion with governments, including the United States, it will be vital to ensure there will be no unintended consequences, particularly with respect to implications for the continuing authority of IMO and its very effective system for regulating the environment impacts of international shipping.

A Forward-Looking Promise — Yet Unfulfilled
Author
Xiao Recio-Blanco - Environmental Law Institute
Environmental Law Institute
Current Issue
Issue
2
Parent Article
Xiao Recio-Blanco

As a unique, natural resource-focused international treaty, UNCLOS has a key role in the advancement of rule of law at sea. However, much of its forward-looking promise remains unfulfilled. Thinking about UNCLOS, one tends to focus on its more evident consequence: the assertion of national jurisdiction over large swaths of ocean and seabed. Over the decades after the convention’s entry into force, coastal countries have enacted a plethora of statutes declaring spaces of maritime jurisdiction and entered into hundreds of maritime-boundary agreements.

But next to the UNCLOS provisions on the allocation of maritime space, there are a number of equally relevant provisions on international cooperation for conservation that have not enjoyed the same level of domestic-level development. Today’s vulnerability of our shared ocean is not as much a failure of the UNCLOS text but an observation of what countries have done to implement it.

As we swiftly enter into a new time of unprecedented ocean industrialization, countries should re-invigorate efforts to secure adequate implementation of UNCLOS on, among others, the following three areas: securing environmental conservation, achieving cross-boundary ocean management, and ending pirate fishing.

UNCLOS declared an unequivocal mandate on the conservation of living marine resources, requiring countries to cooperate to protect the marine environment, and to conserve and manage living resources in the high seas. The UN Fish Stocks Agreement reinforced this approach with additional conservation measures. It introduced the concepts of precautionary and ecosystem management, calling for the establishment of conservation and management measures to maintain or restore marine species. Fishing nations and coastal states have focused on the creation of regional fisheries management organizations for key commercially valuable species like tuna.

Cooperation seems to have focused mostly on the management of key species and not so much on securing ways of cooperating for the protection of the marine environment. The current process for the development of a legally binding treaty for the conservation and sustainable use of marine biodiversity in Areas Beyond National Jurisdiction will open the door for expanding the implementation of the convention’s promise of ocean conservation.

At the same time, although UNCLOS focuses on one shared natural resource (the ocean), the regulatory response has been extremely fragmented. Cross-boundary management of marine resources, and a much more detailed integration of ocean connectivity from the governance standpoint, should be a main focus of ocean governance in the coming years.

In the same way countries have agreements to clarify jurisdiction, they should also have specific legal procedures for cooperation on issues that need a coordinated response. These include harmonized rules for cross-boundary assessments of key commercial species and shared stocks, endangered migratory species, marine protected areas, marine litter and coastal pollution, and environmental impact assessments for ocean-related projects.

Most of these cross-boundary challenges demand a high level of governance coordination that, for the most part, is missing. Fulfilling the mandate of ocean conservation means achieving better integration of ocean governance approaches and regulatory frameworks across jurisdictions. Now the reality of climate change complicates things further and constitutes yet a more pressing call for cross-boundary management of ocean resources. In addition to other benefits, the harmonization of ocean governance frameworks would help seafaring industries with achieving regulatory compliance. I hope that innovative and targeted legal research, such as ELI’s Regulating Blue Growth project, will be useful to provide some guidance in this process.

Finally, updating the way some elements of UNCLOS are interpreted and implemented could reinforce actions to eliminate illegal, unreported, and unregulated fishing. One of them concerns the interpretation of UNCLOS Article 111 on the right of hot pursuit. These requirements should be interpreted in a way that takes full advantage of the use of 21st century technology.

Coastal countries can adopt provisions that allow for the use of remote monitoring to fulfill the requirements of legal hot pursuit. International agreements such as the Australia-France Agreement on Cooperative Enforcement of Fisheries Law encourage a more updated, flexible interpretation of the concept of hot pursuit by enabling its exercise through the use of “technical means.” The broad concept of technical means allows the coastal states to use vessel tracking devices or satellite imagery as valid instruments to ensure the uninterrupted pursuit of foreign vessels, and to gather evidence of their illegal actions.

As more states see the economic and human security of thousands of fisheries-dependent communities threatened by pirate fishing, coastal countries could develop regulations to limit the access of illegal fishing vessels to their waters by developing the provisions of UNCLOS Articles 21 and 22, which allow the coastal state to limit the right of innocent passage due to a series of national security concerns.

The Debate: Time for the United States to Sign the Law of the Sea Treaty?
Author
Maria Amparo Alban - InterAmerican Institute for Justice and Sustainability
Simon Bennett - International Chamber of Shipping
Xiao Recio-Blanco - Environmental Law Institute
Anders C. Jessen - European Commission
Cymie R. Payne - Rutgers University
Mark J. Spalding - The Ocean Foundation
InterAmerican Institute for Justice and Sustainability
International Chamber of Shipping
Environmental Law Institute
European Commission
Rutgers University
The Ocean Foundation
Current Issue
Issue
2
The Debate: Time for the United States to Sign the Law of the Sea Treaty?

The United States is not a party to the UN Convention on the Law of the Sea, a treaty it rejected in 1982 after having taken a key role in the years of negotiations leading up to a consensus text. In the nearly four decades since, the accord has been agreed to by most nations and has become customary international law, in many ways obligating or restricting the United States despite its outsider status.

This Debate addresses implementation of the UNCLOS accord’s environmental and natural resource provisions. It takes place 40 years after the incoming Reagan administration in March 1981 tipped its hand over that language by abruptly dismissing the U.S. delegation to the treaty talks. Elliott Richardson, the former attorney general famously fired by President Nixon and recently head of the American UNCLOS team, called the episode “a second Saturday Night Massacre.”

The new White House was bothered by provisions designating the seabed in Areas Beyond National Jurisdiction “the common heritage of mankind” and providing for an international Enterprise that was to mine the deep ocean bottom and funnel proceeds to parties. Reagan wanted to better secure rights of private U.S. firms to the resources.

With another new administration taking over, joining this critical worldwide accord would help the U.S. ensure rights of passage for military and commercial vessels under the U.S. flag, rights for private parties to mine the seabed — and achievement of the convention’s natural resources and environmenntal mandates that would benefit all Americans. Ongoing talks and possible action on UNCLOS could also open the door to achieving the goals of related treaties like the Biodiversity Convention and the Basel Convention on ocean dumping.

Meanwhile, the ocean faces worsening threats, including acidification and temperature changes due to greenhouse gas emissions, overfishing and biodiversity collapse, and an increasing load of pollution.

The United States is not a party to the UN Convention on the Law of the Sea, a treaty it rejected in 1982. This Debate addresses implementation of the accord’s environmental and natural resource provisions, which caused the U.S. pullout. With another new administration taking over and possibly signing the treaty, UNCLOS, led by Washington, could help to secure benefits for all Americans while helping the oceans overcome climate change, pollution threats, and biodiversity collapse.